MATTHEW STOLEN, AIF, IACCP
Matt graduated from the University of Wisconsin – Oshkosh with a Bachelor of Business Administration degree, majoring in Finance and Economics. In 2008, Matt started working as a Branch Examiner at LPL, conducting upwards of 125 branch exams per year. That experience allowed him to gain a unique compliance perspective of the industry at the branch level by working directly with advisors.
After nine years at LPL, Matt moved to the Pacific Northwest. He joined M Financial Group in August 2017 as a Compliance Officer and Examiner, where he continued to conduct onsite branch exams, assisted with the review of retail communication, updated policies and procedures, and supported risk testing.
Matt currently serves as the Chief Compliance Officer for an RIA in the Pacific Northwest .
Prior to joining Kingsview, Matt held the following FINRA licenses: Series 4, 7, 24, 53 and 66.